August 2015 - Murray Barnes Law LLP

Crafting Disclosure Policies

National Association of Bond Lawyers Releases “Crafting Disclosure Policies” Paper (August 20, 2015). On August 20, 2015, the National Association of Bond Lawyers (“NABL”) released a white paper titled “Crafting Disclosure Policies” providing advice to [...]

Cathy2018-10-17T16:14:03+00:00August 20, 2015|Categories: Government, SEC|

Department of Justice Launches Investigates Secondary Market Pricing

Department of Justice Launches Investigates Secondary Market Pricing on Heels of Securities and Exchange Commission Enforcement Action against Edward Jones. The regulatory environment faced by both underwriters and issuers continues to become more complex, as [...]

Cathy2018-10-17T16:14:35+00:00August 13, 2015|Categories: SEC|