Many cities, counties, school districts and other obligated persons (“Obligors”) have recently or are about to file their annual financial information and operating data on EMMA to comply with their existing continuing disclosure undertakings. [...]
On February 7, 2020, the SEC’s Office of Municipal Securities (“OMS”) issued a staff legal bulletin discussing the applicability of the antifraud provisions of Section 10(b) of the Securities Exchange Act of 1934 (the [...]
At the end of September, Terri Finister participated in a panel presentation “Post Issuance Compliance: What To Expect When You Have Issued Bonds” at the GGFOA Annual Conference. In the presentation, Terri discussed two [...]